18 NCAC 06A .2111         GENERAL SOLICITATION AND ADVERTISING FILING REQUIREMENTS

(a)  An issuer may use general solicitation or advertising in connection with an LPO if the issuer complies with Rules .2112 through .2114 of this Section. An issuer of an LPO shall be responsible for the accuracy and reliability of its general solicitations and advertising.

(b)  An issuer shall file its general solicitation or advertising materials with the Administrator in compliance with Rule .2113 of this Section.

(c)  At the time of creation and dissemination, an issuer shall preserve all communications, social media posts, and other electronic distributions relating to the LPO.

History Note:        Authority G.S. 78A-17.1(a)(5); 78A-17.1(f); 78A-49(a); 78A-49(d); 78A-64; S.L. 2016-103, s.4.(a);

Eff. April 1, 2017 to expire on April 1, 2026.